top of page
news-1172463_1920.jpg

市場資訊

香港上環皇后大道中 287-299號 299QRC 11樓1104室

電話:+852 3955 0277

ComplianceOne Newsletter – May 2024

The topics discussed in this monthly newsletter are as follows:

天匯合規協助大公國際香港成功申請香港信貸評級服務牌照(10號牌)

天匯合規協助大公國際香港成功申請香港信貸評級服務牌照(10號牌)

ComplianceOne Newsletter – April 2024

The topics discussed in this monthly newsletter are as follows:

ComplianceOne Newsletter – March 2024

The topics discussed in this monthly newsletter are as follows:

虛擬資產場外交易的發牌事宜

為規管虛擬資產場外交易 (Virtual Asset OTC), 香港政府擬根據《打擊洗錢及恐怖分子資金籌集條例》(第615章) (《打擊洗錢條例》)設立虛擬資產場外交易服務提供者發牌制度。我們就此準備了簡易的說明。

ComplianceOne Newsletter – February 2024

The topics discussed in this monthly newsletter are as follows:

《適用於從事期貨合約交易的持牌人的風險管理指引》(快速指南)

證監會對期貨經紀行的新風險管理指引即將於2024年2月25日起生效,我們準備了以下快速指南以方便期貨經紀行能快速理解是次指引的重點及待辦事項。

ComplianceOne Newsletter – January 2024

The topics discussed in this monthly newsletter are as follows:

ComplianceOne Newsletter – Decemeber 2023

The topics discussed in this monthly newsletter are as follows:

ComplianceOne Newsletter – November 2023

The topics discussed in this monthly newsletter are as follows:

ComplianceOne Newsletter – October 2023

The topics discussed in this monthly newsletter are as follows:

Executive Summary - SFC’s and HKMA’s Joint circular on intermediaries’ virtual asset-related activities

The SFC and HKMA issued a Joint Circular on 20 October 2023 to provide further guidance on intermediaries’ virtual asset-related activities. We have prepared an executive summary to summarize the key points for easier reference.

bottom of page