The One Team

Professional Bio:   Graduated with a BSc in Business Administration and Finance, Tao Wong joined the financial industry in 2007 at Haitong International (formerly known as Taifook Securities). Having worked at different departments, he had acquired knowledge of many facets in the operation of a multi-billion-dollar licensed corporation from internal rotations. In 2017, Tao Wong co-founded ComplianceOne with Franklin Lee. He is currently the Partner of the Company and is responsible for providing advisory services to the clients. He is an expert in designing strategic planning and tailor-made operational plans for clients.

Professional Bio:   Graduated with a Bachelor of Business Studies, Tommy Chung joined ComplianceOne in 2018. Having a few years of practical experiences with licensed corporations and the SFC, Tommy has acquired his expertise in the Securities and Futures Ordinance (SFO) and the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO). He is also proficient in designing organizational structures and operational procedures for licensed corporations. 

Currently, Tommy is handling the compliance work of dozens of licensed corporations.

Professional Bio:   Queenie Tsang was graduated from Curtin University of Technology (Australia) with a Bachelor of Commence – Major in Accounting. She began her career as an external auditor then gained the hands-on compliance experience from a few of asset management firms managing multi-billion dollars SFC-authorized funds. In December 2022, Queenie joined us as Compliance Manager.

Professional Bio:  

Sam Huang graduated from Peking University's Law program in 2008. Over the past 20 years, he has been involved in various types of enterprises, handling various types of financial services, including private equity investments, financing, management, and exits.

At the same time, Sam also has experience in managing companies and has previously managed a team of 100 people. He was primarily responsible for overall planning, architectural design, personnel arrangements, daily administrative tasks, and marketing for the company.

Sam has a background in both mainland China and Hong Kong, and has a deep understanding and knowledge of the development of the financial industry in both regions.

Professional Bio:   Graduated with a Master of Economics, Edwin Chu began his career in the finance industry back in 1995.  He had taken roles in senior management in several licensed corporations, and had acquired extensive experience in operation, compliance and risk management.  With 25 years of hands-on experience, Edwin is particular specialized in applying the compliance and operation knowledge to practical uses. 

Professional Bio:   Graduated with a MBA from University of Macquarie, Divina Yam started her career in an IT team of an investment bank, and was later promoted to join the finance team as AVP specialized in compliance and internal; Divina is versatile in revamping overall operation in property and insurance business, establishing new business in trusting service, private funds; and is specifically well-versed in advising and developing corporate finance activities such as CDs, bonds, due diligence and compliance field. She has also been Responsible Officer for RA1, 4, 9 licensed corporation, Head of Legal and Compliance department for RA6 licensed corporation for years. Divina has also been the Head of Legal and Compliance for a licensed Insurance Broker company.

Professional Bio:   Graduated with a degree of sociology in the University of Hull in 2016, Bobo now has co-handled dozens of MSO Licensing cases since she joined the company. Her focus lies on applying Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO) to provide consultancy services to clients.

Professional Bio:   Graduated from the University of Hong Kong, Ivan Lo began his career as a surveying professional. He served as the Executive Director of the Institute of Compliance Officers (ICO) from 2017–2021, assisting ICO in its efforts to expand its business development and assist licensed corporations in complying with the regulatory compliance requirements. He has conducted over 50 online and offline seminars and organized four 36-hour financial compliance training courses for over 200 students. In 2020, Ivan successfully co-organized three financial compliance courses with the School of Continuing and Professional Education (SCOPE) of the City University of Hong Kong. Two courses were recognized by the Hong Kong Qualifications Framework (HKQF) at Level 5 (university level) and one course at Level 4 (associate degree level). 

Ivan is now concentrating his efforts on providing anti-money laundering consulting and independent external audit to licensed money lenders. He is well-recognized by the industry for having established anti-money laundering internal procedures.