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Tailor-made Documents
香港上環皇后大道中 287-299號 299QRC 11樓1104室
電話:+852 3955 0277
TAILOR-MADE DOCUMENTS
ComplianceOne offers tailor-made products including various manuals, agreements and other types of document to meet our clients’ needs:
- Operation Manual
- Compliance Manual
- Operations and Risk Control Plan (for HKEx)
- Operation Procedures
- Client Agreement
- Client Agreement – Discretionary Account
- Margin/Exposure/Trading Limit Application
- Share Pledge (Tripartite Custodian Agreement)
- Independent/External Asset Manager Agreement (IAM / EAM)
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