NEWS
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證監會對期貨經紀行的新風險管理指引即將於2024年2月25日起生效，我們準備了以下快速指南以方便期貨經紀行能快速理解是次指引的重點及待辦事項。
The topics discussed in this monthly newsletter are as follows:
The topics discussed in this monthly newsletter are as follows:
The topics discussed in this monthly newsletter are as follows:
The topics discussed in this monthly newsletter are as follows:
Executive Summary - SFC’s and HKMA’s Joint circular on intermediaries’ virtual asset-related activities
The SFC and HKMA issued a Joint Circular on 20 October 2023 to provide further guidance on intermediaries’ virtual asset-related activities. We have prepared an executive summary to summarize the key points for easier reference.
The topics discussed in this monthly newsletter are as follows:
The topics discussed in this monthly newsletter are as follows:
Guideline on the Streamlined Approach for Compliance with Suitability Obligations when dealing with Sophisticated Professional Investors
Guideline on Streamlined approach for SPI
Recent Business and Compliance Trends of the Payment Industry – Hong Kong
The topics discussed in this monthly newsletter are as follows: